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Research
Issues per year: 12

Research magazine is the resource that financial professionals turn to for advice on building their businesses and enhancing their careers. Monthly issues highlight sales advice, financial planning strategies, industry news and trends, and information on products such as mutual funds, ETFs, separately managed accounts, and variable annuities. You'll also gain insights and advice in the areas of practice management, marketing, and productivity enhancement. Research provides you with the market insight you need to offer your clients reliable financial solutions.

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QUALIFICATION FORM

Incomplete forms will not be processed. A complimentary subscription to Research will be sent to those applicants who qualify. The publisher reserves the right to limit the number of subscriptions accepted.

1. I wish to receive Research magazine FREE of charge.
Yes!
No

NOTE: In order to be considered for a subscription to Research, you MUST select Yes above. If you do not select Yes, you will not receive a complimentary subscription to Research.



2. Your primary job function is:
Stockbroker/Financial Advisor/Financial Planning/RIA
Branch Management
Senior Management
Bank Investment Sales
Sales Associate
Other (please specify below)

3. What type of firm do you work for?
National Wirehouse
Regional Brokerage
Independent Brokerage
Registered Investment Advisory
Financial Planning
Bank Brokerage
Other (please specify below)

4. Types of licenses held:(check all that apply)
Series 7 NASD
Series 9 & 10 NASD
Series 24 NASD
Series 6 NASD
Series 26 NASD
Series 65 NASD
CFP
ChFC/CLU
CPA
Other(please specify):

5. What is the approximate value of your total assets under management?
$500 million or more
$250 million-$499.9 million
$100 million-$249.9 million
$50 million-$99.9 million
$25 million-$49.9 million
Under $24.9 million

6. What broker - dealer are you associated with?

7. I am willing to receive special offers and promotions via email from a sponsor or third party who is interested in serving me.
Yes
No

8. In order to verify your request for this publication, without the availability of a signature, our audit bureau requires that we ask a personal identifying question. This information is used solely for the purpose of auditing your request.

On which day of the month were you born?

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